Visit the Prudential sponsor area

10th April 2017

Prudential: Addressing key regulatory concerns for advisers

Prudential are delighted to have Rory Percival, from Training and Consultancy and formerly the FCA, presenting on a webex some of the topical regulatory issues currently facing advisers. The webex is taking place on 11 April.

There is still time to register to hear Rory Percival explore key regulatory issues, including:

  • Defined benefit transfers
  • Centralised investment propositions
  • Flexible access drawdown

Rory will also look at key regulatory issues, highlight key FCA expectations and provide examples of good and poor practice.

There will also be a short Q&A with Rory and Colin Simmons, one of Prudential Business Development Managers, highlighting some of the support you can expect from Prudential.

Prudential want to give you every opportunity to access this fantastic expert insight, so there are three sessions on the 11 April – 9am, 11am and 1pm. You can register for any of these here

Regulation

Registration

Free Registration and CPD

Related Articles_

YouGov: Are Consumers Getting Better Outcomes as a Result of the Consumer Duty?


Nearly three years after the introduction of Consumer Duty, are firms delivering the improved outcomes the FCA intended? Drawing on insights from more than 65,000 UK consumer interviews, this on-demand webinar from YouGov explores how perceptions of financial services have evolved since implementation. Discover which sectors and brands are leading the way, where gaps remain, and how different customer groups, including vulnerable consumers and younger generations, view their experiences today. Gain valuable insight into the latest Consumer Duty trends and what they could mean for firms looking to strengthen customer outcomes.

Read More

Panacea Conversations - Beyond the Questionnaire: Rethinking Attitude to Risk


Attitude to Risk is one of the foundations of good financial planning, yet it’s often reduced to a questionnaire and a risk score. In the latest episode of Panacea Conversations, compliance expert Tony Catt explains why the real value lies in the conversations behind the questionnaire. We explore adviser bias, client psychology, capacity for loss, vulnerability, and why risk shouldn’t be viewed solely through an investment lens. If you want to strengthen your Attitude to Risk process, this is a conversation worth hearing.

Read More

Panacea Conversations - Beyond the Questionnaire: Rethinking Attitude to Risk


In this episode of Panacea Conversations, we explore one of the most fundamental, and often misunderstood, aspects of the advice process: Attitude to Risk.

Read More

Login

Not yet registered?

Please complete this form to join our community

Name
Email
Company
Select your role:
Password
Confirm Password