27th March 2017

Prudential: Addressing key regulatory concerns for advisers

Prudential are delighted to have Rory Percival presenting on a webex some of the topical regulatory issues currently facing advisers on 11 April. 

On the webex, Rory Percival, from Training and Consultancy Ltd and formerly the FCA, will look at key regulatory issues, highlight FCA expectations and provide examples of good and poor practice.

Some of the issues he’ll look at include:

  • Defined benefit transfers
  • Centralised investment propositions
  • Insistent clients
  • Ongoing adviser charges and services

There will also be a short Q&A session with Rory, which will highlight some of the support you can expect from Prudential.

Prudential want to give you every opportunity to access this expert insight so there are three sessions on the day – 9am, 11am and 1pm. To register your place, click here. 

Regulation, Partner Webcasts

Registration

Free Registration and CPD

Read More

Related Articles_

YouGov: Are Consumers Getting Better Outcomes as a Result of the Consumer Duty?

Nearly three years after the introduction of Consumer Duty, are firms delivering the improved outcomes the FCA intended? Drawing on insights from more than 65,000 UK consumer interviews, this on-demand webinar from YouGov explores how perceptions of financial services have evolved since implementation. Discover which sectors and brands are leading the way, where gaps remain, and how different customer groups, including vulnerable consumers and younger generations, view their experiences today. Gain valuable insight into the latest Consumer Duty trends and what they could mean for firms looking to strengthen customer outcomes.

Read More

Panacea Conversations - Beyond the Questionnaire: Rethinking Attitude to Risk

Attitude to Risk is one of the foundations of good financial planning, yet it’s often reduced to a questionnaire and a risk score. In the latest episode of Panacea Conversations, compliance expert Tony Catt explains why the real value lies in the conversations behind the questionnaire. We explore adviser bias, client psychology, capacity for loss, vulnerability, and why risk shouldn’t be viewed solely through an investment lens. If you want to strengthen your Attitude to Risk process, this is a conversation worth hearing.

Read More

Panacea Conversations - Beyond the Questionnaire: Rethinking Attitude to Risk

In this episode of Panacea Conversations, we explore one of the most fundamental, and often misunderstood, aspects of the advice process: Attitude to Risk.

Read More

Login

Not yet registered?

Please complete this form to join our community

Name
Email
Company
Select your role:
Password
Confirm Password